Initial Discovery Meeting

We begin by getting to know you so we can have a thorough understanding of your financial situation. We need to know how you feel about risk, the time frame we have to work with and any other unique circumstances. You need to know how we operate as a team to see if we will be a good fit for meeting your needs.

Goal & Information Gathering

To help us better understand the details of your personal financial situation, please provide copies of the documents listed below:

• Investment and Bank Account Statements
• Statements for Educational Accounts for children or grandchildren.
• Recent statements for all Life Insurance, Disability and Long-Term Care Policies
• Any recent company provided benefit statements regarding your specific employee benefit package
• Recent Social Security statements
• Any other relevant information regarding your personal financial situation (including liabilities)

Plan Design

We'll conduct an extensive review of your current financial situation, analyze your portfolio and then prepare a customized plan designed for your specific goals and objectives. Our Personalized Asset Allocation Strategy is the foundation of your plan.

Implementation

• Account transfer
• Cost basis and capital gains assessment
• Review investments held away

Monitor & Evaluate Plan

• Regularly monitor, evaluate and update your plan to make sure you are on track in meeting your needs
• We will set up a consistent and systematic plan of communication of personal meetings, phone conversations, or email updates
• It's important we remain current on changes in your life along with changes in the economic environment that can affect your plan