Company Sponsored Retirement Plans
Working with Companies and Their Employees:
- Investment Menu Selection and Monitoring
- Employee Education & Support
- 3(21) Fiduciary Services
- Policy Guidance
- Governance Best Practices
- Plan Benchmarking
- RFP Services
- Open Architecture (non-proprietary funds)
Collect Information & Compare
Collect information and conduct fiduciary audit of all aspects of your plan:
- Investments, fees, record keeper, investment policy statement, participant census data, board governance, and fiduciary exposure.
Improve Plan
Identify opportunities to improve plan:
- Increase fee transparency
- Reduce/eliminate revenue sharing
- Investment peer benchmarking
- Identify retirement readiness and implement education campaign
- Automatic enrollment
- Automatic increase
- Roth
- Record keeping services
Implement Changes
Implement plan design changes:
- Work with new and previous record keeper on conversion of plan (if applicable)
- Participant education
Monitor & Review
- Ensure investments still meet requirements outlined in the Investment Policy Statement
- Fee benchmarking
- Legislative updates
- Plan health
